HONG KONG STOCK OPTIONS TRADE–RELATED SERVICES
Brokerage commission
KSL
1% on contracted value plus execution fee HK$2.00 per contract. Subject to a minimum HK$50.00
Trading fee
HKEX
HK$3.00 per contract for Tier 1*
HK$1.00 per contract for Tier 2*
HK$0.50 per contract for Tier 3*
HK$1.00 per contract for Tier 2*
HK$0.50 per contract for Tier 3*
FEES FOR EXERCISE / ASSIGN
Exercise fee
HKEX
HK$2.00 per contract
HONG KONG SECURITIES TRADE-RELATED SERVICES
Transaction levy
SFC
0.0027% on transaction amount
Trading fee
HKEX
0.00565% on transaction amount
Stamp duty
HKSAR
0.1% on transaction amount
AFRC Transaction levy
AFRC
0.00015% on transaction amount
Brokerage commission
KSL
0.25% on transaction amount. Subject to a minimum HK$100.00
SCRIP HANDLING
Stock withdrawal fee
HKSCC
HK$3.50 / board lot
Stock withdrawal fee (Handling Fee)
KSL
HK$50.00 / Stock
Outgoing SI / ISI fee (including the fee charged by CCASS)
KSL
HK$100.00 per transaction / HK$50 per transaction
Transfer deed fee (T/D fee)
HKSCC
HK$5.00 / form
OTHER SERVICES
Receiving statements by mail
KSL
HK$100.00 / Month
Debit balance in the account
KSL
Higher of Prime or HIBOR
*Relevant information regarding tier level of individual stock options class can be found in: http://www.hkex.com.hk/prod/so/classlist_so.htm.