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Hong Kong Securities

 

TRADE–RELATED SERVICES 

Transaction levy

SFC

0.0027% on transaction amount

Trading fee

HKEX

0.005% on transaction amount

Stamp duty

HKSAR

0.10% on transaction amount

Brokerage commission

- Per contract note

KSL

0.25% on transaction amount.

(Subject to a minimum HK$50.00 to HK$100.00)

SCRIP HANDLING AND SETTLEMENT–RELATED SERVICES

Transfer deed fee (T/D fee)

HKSCC

HK$5.00 / form

Express registration fee for physical share certificate #

HKSCC

HK$100.00 handling charge + HK$20.00 / share certificate

Stock withdrawal fee

HKSCC

HK$3.50 / board lot

Stock withdrawal fee (Handling Fee)

KSL

HK$50.00 / Stock

Outgoing SI / ISI fee (including the fee charged by CCASS)

KSL

HK$100.00 per transaction / HK$50.00 per transaction

Multi-counter transfer fee

KSL

HK$5.00 per transaction

INFORMATION SERVICES

Real-time price quote fee

KSL

HK$380 (for worldwide) / HK$258 (for Mainland China)

ACCOUNT MAINTENANCE

CCASS stock custody fee (fee calculated on month-end stock quantity balances in the account)

HKSCC

HK$0.012 / board lot

Stock Segregated Account with Statement Services (if any)

HKSCC

HK$10.00 / month

Dormant account charge (account inactive for more than two years)

KSL

HK$50.00 / month

NOMINEE SERVICES AND CORPORATE ACTIONS

CCASS charge of dividend

HKSCC

0.12% on dividend amount

CCASS scrip fee (for registration & transfer fee)

HKSCC

HK$1.50 / board lot

Dividend claim fee + handling fee

HKSCC

0.12% + HK$200.00 / claim

Corporate actions fee (for rights issue only)

HKSCC

HK$0.80 / board lot

Handling fee for dividend claim from CCASS

KSL

HK$5.00 / board lot.  (Subject to a minimum HK$200.00)

Handling fee for dividend received

KSL

0.50% on dividend amount.  (Subject to a minimum HK$20.00 and maximum HK$2,500.00)

Handling fee for collection of bonus shares, rights issue or warrants

KSL

HK$30.00 per stock

Handling fee for Cash / Open Offer

KSL

0.25% on gross offer amount.  (Subject to a minimum HK$20.00 and maximum HK$5,000.00)

FINANCING AND OTHER SERVICES

Administration Fee of CIES

KSL

HK$10,000.00 / year

Interest rate for Margin clients

- Debit balances in respect of outstanding margin call amount

- Debit balances other than described above

 

KSL

 

- 8% p.a. + (higher of Prime or HIBOR)**

 

- 2% p.a. + (higher of Prime or HIBOR)**

Interest rate for Cash clients

- Overdue debit balances in the account

KSL

 

-  p.a. + (higher of Prime or HIBOR)**

Interest bearing for free credit balance in the account

KSL

NIL for amount below HK$1000

HK$ savings rate p.a.* for amount of HK$1000 and above

Payment to third party

KSL

HK$100.00 / transaction

CHATs payment

KSL

HK$150.00 / transaction (HK$500.00 if translation required)

TT payment (Overseas)

KSL

HK$550.00 / transaction

TT payment (Mainland China)

KSL

HK$700.00 / transaction

Change of information in standing instruction    

KSL

HK$70.00 / request

Returned cheque fee

KSL

HK$100.00 / transaction

Cheque mark good

KSL

HK$300.00 / transaction

Stop payment fee (including bank charges)

KSL

HK$150.00 / transaction

Handling fee for unidentified deposit

KSL

HK$50.00 / deposit

Application fee for IPO – Financing  /  Non Financing

 

KSL

HK$100.00 / HK$50.00

Charges for past monthly statement

KSL

HK$100 / month

*  HK$ savings rate shall be the HK$ savings rate from time to time quoted by Standard Chartered Bank.

** The prime rate shall be the best lending rate from time to time quoted by Standard Chartered Bank.  “HIBOR” stands for the Hong Kong Inter-Bank Offered Rate.

#  Subject to the validity of the service rendered by HKSCC.

HKSCC: Hong Kong Securities Clearing Company Limited

HKSAR: The Government of the Hong Kong SAR

SFC: Securities and Futures Commission

KSL: Kingsway Financial Services Group Limited

HKEX: Stock Exchange of Hong Kong Limited